Holdings
Blackstone/GSO Long-Short Credit Income Fund
 
Holdings (as of 10/31/2014)

Rank

Issue

Quantity ($)

Value($)
% of
Managed Assets
1.Armored AutoGroup Inc, Senior Secured First Lien New Term Loan, 4,655,453$4,649,634.071.51%
2.Expro Finservices SARL, Senior Secured First Lien Initial Term Loan, 4,687,500$4,601,554.691.49%
3.Kronos Incorporated, Senior Secured First Lien Incremental Term Loan, 4,595,522$4,584,032.981.49%
4.US Foods Inc, Senior Secured First Lien Incremental Term Loan, 4,407,729$4,399,464.941.43%
5.Resolute Energy Corp, Senior Unsecured Bond, 4,750,000$4,251,250.001.38%
6.Lineage Logistics LLC, Senior Secured First Lien Term Loan, 4,091,591$4,014,873.531.30%
7.Leonardo Acquisition Corp, Senior Secured First Lien Term Loan, 3,989,975$3,950,075.191.28%
8.Caesars Entertainment Resort Properties, Senior Secured First Lien Term B Loan, 4,108,488$3,931,063.291.28%
9.Sensus USA Inc, Senior Secured Second Lien Term Loan, 3,714,286$3,640,000.001.18%
10.J Crew Group Inc, Senior Secured First Lien Initial Term Loan, 3,384,658$3,278,887.771.06%
11.Onex Carestream Finance LP, Senior Secured First Lien Term Loan, 3,190,798$3,200,450.281.04%
12.PDC Energy Inc, Senior Unsecured Bond, 3,000,000$3,165,660.001.03%
13.Big Heart Pet Brands, Senior Unsecured Bond, 2,998,000$3,012,990.000.98%
14.BJ's Wholesale Club Inc, Senior Secured First Lien 2013 (November) Replacement Term Loan, 2,992,462$2,967,879.230.96%
15.Alix Partners LLP, Senior Secured First Lien 2014 January Replacement Term B-2 Loan, 2,932,949$2,895,070.020.94%
16.Blackboard Inc, Senior Secured First Lien Term B-3 Loan, 2,887,148$2,894,005.080.94%
17.Capital Safety North America Holdings Inc, Senior Secured First Lien Initial Term Loan, 2,969,136$2,883,788.210.94%
18.Sophia LP, Senior Secured First Lien Term B-1 Loan, 2,843,397$2,821,189.830.92%
19.Avaya Inc, Senior Secured First Lien Extended Term B-3 Loan, 2,878,249$2,797,888.030.91%
20.Forestar USA Real Estate, Senior Secured Bond, 2,650,000$2,722,875.000.88%
21.Alpha Topco Limited - Delta 2 (Lux) Sarl, Senior Secured First Lien Facilitiy B3 (USD) Term Loan, 2,722,886$2,707,011.600.88%
22.ProQuest LLC, Senior Secured First Lien Term Loan, 2,700,000$2,706,750.000.88%
23.HFOTCO LLC, Senior Secured First Lien Tranche B Term Loan, 2,727,273$2,684,086.560.87%
24.Palace Entertainment Holdings LLC, Senior Secured Bond, 2,600,000$2,669,875.000.87%
25.Sports Authority The, Senior Secured First Lien Term B Loan, 2,790,357$2,643,863.120.86%
26.Apex Tool Group LLC, Senior Secured First Lien Term Loan, 2,726,377$2,596,874.000.84%
27.Pinnacle Operating Corporation, Senior Secured First Lien Term B Refinancing Loan, 2,534,625$2,523,535.740.82%
28.EMG Utica LLC, Senior Secured First Lien Term Loan, 2,472,028$2,456,577.800.80%
29.Spin Holdco Inc, Senior Secured First Lien Initial Term Loan, 2,465,242$2,446,136.310.79%
30.Avaya Inc, Senior Secured Bond, 2,450,000$2,419,375.000.78%
31.Micro Focus International PLC, Senior Secured First Lien Term B Loan, 2,490,119$2,410,746.050.78%
32.Monitronics International Inc, Senior Secured First Lien Term B Loan, 2,397,978$2,392,738.210.78%
33.Abercrombie & Fitch Co, Senior Secured First Lien Initial Term Loan, 2,382,979$2,362,127.660.77%
34.Monitronics International Inc, Senior Unsecured Bond, 2,250,000$2,328,750.000.76%
35.Tech Finance & Co SCA, Senior Secured First Lien US Term Loan, 2,329,580$2,328,415.490.76%
36.Container Store Inc (The), Senior Secured First Lien Term B Loan, 2,344,192$2,297,308.090.75%
37.Reynolds Group Holdings Inc, Senior Unsecured Bond, 2,100,000$2,268,000.000.74%
38.Envision Acquisition Company LLC, Senior Secured First Lien Initial Term Loan, 2,232,013$2,238,987.710.73%
39.Sandy Creek Energy Associates LP, Senior Secured First Lien Term Loan, 2,238,130$2,232,534.430.72%
40.Arch Coal Inc, Senior Secured First Lien Term Loan, 2,493,637$2,214,885.810.72%
41.Energy Solutions LLC, Senior Secured First Lien Advance Term Loan, 2,176,364$2,194,046.580.71%
42.Smile Brands Group Inc, Senior Secured First Lien Term B Loan, 2,200,495$2,156,485.470.70%
43.Viasystems Inc, Senior Unsecured Bond, 2,000,000$2,130,000.000.69%
44.California Pizza Kitchen Inc, Senior Secured First Lien Term Loan 2,211,088$2,127,254.480.69%
45.Comstock Resources Inc, Senior Unsecured Bond, 2,000,000$2,120,000.000.69%
46.Crestwood Midstream Partners LP, Senior Unsecured Bond, 2,000,000$2,112,500.000.69%
47.Sawgrass Merg Sub, Senior Secured Bond, 2,000,000$2,102,500.000.68%
48.Reynolds Group Issuer Inc, Senior Unsecured Bond, 2,000,000$2,100,000.000.68%
49.United Surgical Partners International Inc, Senior Secured New Tranche B First Lien Term Loan, 2,083,671$2,087,577.480.68%
50.Pier 1 Imports (US) Inc, Senior Secured First Lien Initial Term Loan, 2,078,125$2,054,746.090.67%
51.Blue Coat Systems Inc, Senior Secured First Lien Term Loan, 2,042,762$2,008,709.550.65%
52.AmWins Group LLC, Senior Secured First Lien New Term Loan, 2,005,385$2,003,129.380.65%
53.Jeld-Wen Inc, Senior Secured First Lien Initial Term Loan, 2,000,000$1,991,670.000.65%
54.Crownrock LP / Crownrock F, Senior Unsecured Bond, 2,000,000$1,990,000.000.65%
55.CEC Entertainment Inc, Senior Secured First Lien Term B Loan, 2,044,076$1,986,167.410.64%
56.Alta Mesa Holdings LP, Senior Unsecured Bond, 2,000,000$1,980,000.000.64%
57.DTZ US Borrower LLC, Senior Secured Second Lien Term Loan, 1,956,522$1,971,195.640.64%
58.Aspect Software Inc, Senior Secured First Lien Tranche B Term Loan, 1,973,684$1,966,282.890.64%
59.Macdermid Inc, Senior Secured First Lien Tranche B Term Loan, 2,000,000$1,965,000.000.64%
60.Nextgen Finance LLC, Senior Secured First Lien Term B Loan, 1,995,000$1,945,125.000.63%
61.Academy Ltd, Senior Secured First Lien Initial Term Loan, 1,941,625$1,937,178.660.63%
62.Drillships Ocean Ventures Inc, Senior Secured First Lien Term Loan, 2,009,888$1,935,019.730.63%
63.Flexera Software LLC, Senior Secured First Lien Term Loan, 1,937,029$1,920,079.990.62%
64.Utex Industries Inc, Senior Secured First Lien Initial Term Loan, 1,918,269$1,899,690.790.62%
65.Syniverse Holdings Inc, Senior Secured First Lien Term Loan, 1,919,653$1,892,460.660.61%
66.FHC Health Systems Inc, Senior Secured First Lien Term Loan, 1,875,000$1,869,150.000.61%
67.TurboCombustor Technology Inc, Senior Secured First Lien Initial Term Loan, 1,860,938$1,860,937.500.60%
68.Cunningham Lindsey US Inc, Senior Secured First Lien Initial Term Loan, 1,842,188$1,818,008.790.59%
69.SGMS Escrow Corp, Senior Secured First Lien B-2 Term Loan, 1,848,739$1,813,816.800.59%
70.Advantage Sales & Marketing Inc, Senior Secured First Lien Initial Term Loan, 1,772,962$1,760,551.580.57%
71.Fairpoint Communications Inc, Senior Secured First Lien Term Loan, 1,723,781$1,743,182.650.57%
72.Alvogen Pharma US Inc, Senior Secured First Lien Term Loan, 1,689,793$1,710,915.160.56%
73.Granite Acquisition Inc, Senior Secured Second Lien Term Loan, 1,691,729$1,702,302.620.55%
74.Interactive Data Corporation, Senior Secured First Lien Term Loan, 1,660,625$1,663,531.220.54%
75.Sabre Inc, Senior Secured First Lien Incremental Term Loan, 1,665,000$1,641,590.080.53%
76.Tembec Industries Inc, Senior Secured Bond, 1,600,000$1,624,000.000.53%
77.Sedgwick Claims Management Services Inc, Senior Secured Second Lien New Term Loan, 1,660,377$1,617,830.190.52%
78.National Financial Partners Corp, Senior Secured First Lien 2014 Specified Refinancing Term Loan, 1,600,000$1,591,328.000.52%
79.SurveyMonkey.com LLC, Senior Secured First Lien Term Loan, 1,580,962$1,582,945.940.51%
80.Truven Health Analytics Inc, Senior Secured First Lien New Tranche B Term Loan, 1,607,034$1,581,924.320.51%
81.Asurion LLC, Senior Secured Second Lien Term Loan, 1,550,064$1,580,677.590.51%
82.Penton Media Inc, Senior Secured First Lien Term B Loan, 1,584,000$1,576,080.000.51%
83.LM US Member LLC, Senior Secured First Lien 2013 Specified Refinancing US Term Loan, 1,575,032$1,567,653.110.51%
84.Nexeo Solutions LLC, Senior Secured First Lien Initial Term Loan, 1,583,590$1,567,421.310.51%
85.MModal LLC, Senior Secured First Lien Term B Loan, 1,566,079$1,540,630.570.50%
86.Albertson's LLC, Senior Secured First Lien Term B-4-1 Loan, 1,534,545$1,537,975.170.50%
87.Sheridan Production Partners I-M LP, Senior Secured First Lien Tranche B-2 Term Loan, 1,594,717$1,536,908.880.50%
88.Moxie Liberty LLC, Senior Secured First Lien Construction B-1 Facility Term Loan, 1,470,588$1,492,647.060.48%
89.Star West Generation LLC, Senior Secured First Lien Term B Advance Loan, 1,494,481$1,485,140.440.48%
90.Cambium Learning Inc, Senior Secured Bond, 1,500,000$1,485,000.000.48%
91.Telx Group Inc (The), Senior Secured First Lien Initial Term Loan, 1,496,250$1,484,092.970.48%
92.Neff Rental LLC, Senior Secured Second Lien Closing Date Term Loan, 1,449,275$1,458,333.330.47%
93.Hyland Software Inc, Senior Secured First Lien Initial Term Loan, 1,453,352$1,452,625.780.47%
94.ConvergeOne Holdings Corporation, Senior Secured First Lien Initial Term Loan, 1,425,000$1,416,984.380.46%
95.Power Buyer LLC, Senior Secured First Lien Initial Term Loan, 1,420,734$1,393,498.460.45%
96.Multi Packaging Solutions Inc, Senior Secured First Lien Initial Dollar Tranche B Term Loan, 1,398,985$1,384,561.420.45%
97.Transaction Network Services, Senior Secured First Lien Initial Term Loan, 1,319,900$1,310,007.170.43%
98.Crossmark Holdings Inc, Senior Secured First Lien Term Loan, 1,337,459$1,307,787.150.42%
99.Payless Inc, Senior Secured First Lien Initial Term Loan, 1,336,319$1,295,120.290.42%
100.Yankee Cable Acquisition LLC, Senior Secured First Lien Term Loan, 1,294,588$1,290,704.150.42%
101.PRA Holdings Inc, Senior Secured First Lien Tranche B-1 Term Loan, 1,290,226$1,276,355.630.41%
102.Blackbrush Oil & Gas LP, Senior Secured Second Lien Term Loan, 1,327,434$1,271,017.700.41%
103.Mood Media Corporation, Senior Secured First Lien Term Loan, 1,285,784$1,258,460.680.41%
104.Pike Corporation, Senior Secured First Lien Term Loan, 1,250,000$1,244,793.750.40%
105.ADS Waste Holdings Inc, Senior Secured First Lien Tranche B-2 Term Loan, 1,258,374$1,234,779.870.40%
106.ServiceMaster Company LLC (The), Senior Secured First Lien Initial Term Loan, 1,229,358$1,220,395.780.40%
107.Wastequip LLC, Senior Secured First Lien Term Loan, 1,202,174$1,205,930.690.39%
108.Accellent Inc, Senior Secured First Lien Initial Term Loan, 1,213,415$1,202,797.250.39%
109.Southern Graphics Inc, Senior Secured First Lien New Term Loan, 1,187,500$1,178,599.690.38%
110.McJunkin Red Man Corporation, Senior Secured First Lien 2013 Term Loan, 1,150,541$1,153,779.290.37%
111.Dole Food Company Inc, Senior Secured First Lien Tranche B Term Loan, 1,148,342$1,145,827.080.37%
112.Smart & Final Stores LLC, Senior Secured First Lien Term Loan, 1,147,113$1,145,323.980.37%
113.SRS Distribution Inc, Senior Secured First Lien Term Loan, 1,143,421$1,139,133.210.37%
114.CT Technologies Intermediate Holdings Inc, Senior Secured First Lien Initial Term Loan, 1,102,778$1,102,777.770.36%
115.MPH Acquisition Holdings LLC, Senior Secured First Lien Tranche B Term Loan, 1,101,181$1,086,629.050.35%
116.MSC Software Corporation, Senior Secured Second Lien Term Loan, 1,095,833$1,079,395.830.35%
117.Serta Simmons Holdings LLC, Senior Unsecured Bond, 1,000,000$1,075,000.000.35%
118.DAE Aviation Holdings Inc, Senior Secured First Lien Replacement Tranche B-1 Term Loan, 1,072,147$1,073,825.230.35%
119.Sedgwick Claims Management Services Inc, Senior Secured Second Lien Initial Term Loan, 1,090,909$1,062,954.540.34%
120.SUDSM 2013-1A, Senior Unsecured Collateralized Loan Obligation, 1,200,000$1,061,289.900.34%
121.Fairpoint Communications Inc, Senior Secured Bond, 1,000,000$1,060,000.000.34%
122.Pantry, Inc, Senior Unsecured Bond, 1,000,000$1,055,000.000.34%
123.AssuredPartners Capital Inc, Senior Secured First Lien Initial Term Loan, 1,049,180$1,045,245.900.34%
124.Mitchell International Inc, Senior Secured First Lien Initial Term Loan, 1,050,265$1,043,044.000.34%
125.STS Operating Inc, Senior Secured First Lien Term Loan, 1,041,279$1,037,374.270.34%
126.Signode Industrial Group US Inc, Senior Secured First Lien Initial Term B Loan, 1,052,515$1,035,743.370.34%
127.Ascend Learning LLC, Senior Secured Second Lien Term Loan, 1,030,303$1,030,303.030.33%
128.Zayo Group LLC, Senior Secured First Lien Term Loan, 1,017,227$1,009,995.000.33%
129.Vertafore Inc, Senior Secured Second Lien Term Loan, 1,000,000$1,005,415.000.33%
130.Burlington Coat Factory Warehouse Corp, Senior Secured First Lien Term B-3 Loan, 1,000,000$995,750.000.32%
131.Peak 10 Inc, Senior Secured First Lien Term Loan, 997,500$994,587.300.32%
132.Peak 10 Inc, Senior Secured Second Lien Initial Term Loan, 1,000,000$991,250.000.32%
133.CHG Healthcare Services Inc, Senior Secured First Lien Term Loan, 987,012$983,063.710.32%
134.Hillman Group Inc (The), Senior Unsecured Bond, 1,000,000$977,500.000.32%
135.Brickman Group Ltd LLC (The), Senior Secured First Lien Initial Term Loan, 992,506$977,444.940.32%
136.Men's Wearhouse Inc (The), Senior Secured First Lien Tranche B Term Loan, 975,610$976,829.250.32%
137.DBP Holding Corp, Senior Secured First Lien Initial Term Loan, 1,000,000$975,830.000.32%
138.Logan's Roadhouse Inc, Senior Unsecured Bond, 1,300,000$975,000.000.32%
139.Caesars Entertainment Resort Properties LLC, Senior Secured Bond, 1,000,000$975,000.000.32%
140.Go Daddy Operating Company LLC, Senior Secured First Lien Initial Term Loan, 964,250$963,285.750.31%
141.EquiPower Resources Holdings LLC, Senior Secured First Lien Advance Term C Loan, 955,650$952,515.260.31%
142.Universal Hospital Svcs, Senior Unsecured Bond, 1,000,000$937,600.000.30%
143.Hudson's Bay Company, Senior Secured First Lien Initial Term Loan, 925,000$927,603.880.30%
144.Affinia Group Inc, Senior Secured First Lien Tranche B-2 Term Loan, 922,762$922,762.410.30%
145.Nexeo Solutions LLC, Senior Secured First Lien Term B-3 Loan, 924,920$916,827.310.30%
146.MMI International Ltd, Senior Secured First Lien Term Loan, 908,511$903,968.090.29%
147.La Frontera Generation LLC, Senior Secured First Lien Term Loan, 874,556$870,546.500.28%
148.Road Infrastructure Investment LLC, Senior Secured First Lien Term Loan, 866,613$838,447.990.27%
149.Lions Gate Entertainment Corp, Senior Secured Second Lien Term Loan, 833,333$837,500.000.27%
150.Calumet Specialty Prod, Senior Unsecured Bond, 750,000$826,875.000.27%
151.TPF II Power LLC, Senior Secured First Lien Term Loan, 823,970$821,910.110.27%
152.Applied Systems Inc, Senior Secured First Lien Initial Term Loan, 827,083$820,156.520.27%
153.Sheridan Production Partners II LP, Senior Secured First Lien Term Loan, 833,343$796,883.960.26%
154.Delachaux SA, Senior Secured First Lien Term B USD Loan, 792,079$794,681.190.26%
155.Lundin Mining Corporation, Senior Secured Bond, 750,000$783,750.000.25%
156.Nine West Holdings, Inc, Senior Secured First Lien Initial Term Loan, 798,000$781,042.500.25%
157.Moxie Patriot LLC, Senior Secured First Lien Construction B-1 Facility Term Loan, 740,741$751,851.850.24%
158.Exopack Holdings SA, Senior Secured First Lien USD Term Loan, 744,375$749,027.340.24%
159.Medpace Holdings Inc, Senior Secured First Lien Initial Term Loan, 746,813$744,714.310.24%
160.Ikaria Acquisition Inc, Senior Secured First Lien Term Loan, 736,685$737,882.510.24%
161.W/S Packaging Group Inc, Senior Secured First Lien Term Loan, 743,793$736,819.680.24%
162.Chief Exploration & Development LLC, Senior Secured Second Lien Term Loan, 752,941$729,411.770.24%
163.Eco Services Operations LLC, Senior Secured First Lien Term Loan, 727,273$725,909.090.24%
164.Penn Virginia Resource Partners LP, Senior Unsecured Bond, 650,000$721,500.000.23%
165.Emerald Performance Materials LLC, Senior Secured First Lien Initial Term Loan, 727,273$717,574.550.23%
166.HUB International Ltd, Senior Secured First Lien Initial Term Loan, 698,841$690,804.500.22%
167.Winebow Holdings Inc, Senior Secured Second Lien Initial Term Loan, 693,642$688,439.210.22%
168.Renaissance Learning Inc, Senior Secured First Lien Initial Term Loan, 698,246$687,771.930.22%
169.NVA Holdings Inc, Senior Secured First Lien Term Loan, 685,714$682,858.290.22%
170.Dynegy Finance I, Inc. / Dynegy Finance II Inc, Senior Secured Bond, 650,000$673,562.500.22%
171.TransFirst Inc, Senior Secured First Lien Term B-2 Loan, 666,667$665,583.340.22%
172.Sabre Inc, Senior Secured First Lien Term B Loan, 644,223$635,365.270.21%
173.Pelican Products Inc, Senior Secured Second Lien Term Loan, 562,500$559,687.500.18%
174.Scitor Corp., Senior Secured First Lien Term Loan, 551,987$548,191.970.18%
175.Empire Generating Co LLC, Senior Secured First Lien Term B Loan, 539,969$539,294.530.17%
176.Compressco Partners, Senior Unsecured Bond,500,000$496,250.000.16%
177.Swift Energy Co, Senior Unsecured Bond, 500,000$490,000.000.16%
178.Stater Bros Markets, Senior Secured First Lien Term B Loan, 490,574$486,896.920.16%
179.Standard Aero Limited, Senior Secured First Lien Replacement Tranche B-2 Term Loan, 486,040$486,800.760.16%
180.Berlin Packaging LLC, Senior Secured First Lien Initial Term Loan, 473,373$471,834.320.15%
181.Surgery Center Holdings Inc, Senior Secured First Lien Term Loan, 454,545$454,547.720.15%
182.Swift Energy Co, Senior Unsecured Bond, 500,000$453,750.000.15%
183.QoL Meds LLC, Senior Secured First Lien Term Loan, 444,444$442,222.220.14%
184.Atlantic Power Limited Partnership, Senior Secured First Lien Term Loan, 440,458$439,081.390.14%
185.W3 Co, Senior Secured First Lien Term Loan, 440,497$437,743.800.14%
186.EWT Holdings III Corp, Senior Secured First Lien Term Loan, 422,340$419,964.760.14%
187.Vouvray US Finance LLC, Senior Secured First Lien Initial Term Loan, 394,615$394,862.020.13%
188.Ascend Learning LLC, Senior Secured First Lien Term Loan, 392,425$394,549.670.13%
189.Hargray Communications Group Inc, Senior Secured First Lien Initial Term Loan, 363,636$363,863.630.12%
190.Anna Merger Sub Inc, Senior Unsecured Bond, 345,000$356,212.500.12%
191.Hillman Group Inc (The), Senior Secured First Lien Initial Term Loan, 344,531$342,520.900.11%
192.Information Resources Inc, Senior Secured First Lien Term Loan, 330,900$331,727.470.11%
193.MModal LLC , Common Equity20,481$322,575.750.10%
194.Pelican Products Inc, Senior Secured First Lien Term Loan, 299,928$298,428.820.10%
195.Unifrax I LLC, Senior Secured First Lien New Term Dollar Loan, 294,767$291,671.660.09%
196.Erickson Inc, Senior Secured Bond, 279,000$265,050.000.09%
197.Exopack Holdings SA, Senior Secured Bond, 250,000$263,750.000.09%
198.Opal Acquisition Inc, Senior Secured First Lien Term B Loan, 258,442$257,877.700.08%
199.Phillips-Medisize Corporation, Senior Secured First Lien Initial Term Loan, 229,310$228,832.240.07%
200.Solenis International LP, Senior Secured First Lien Initial Dollar Term Loan, 219,298$216,557.020.07%
201.Sheridan Production Partners I-A LP, Senior Secured First Lien Tranche B-2 Term Loan, 211,313$203,653.020.07%
202.Dynegy Finance I, Inc. / Dynegy Finance II Inc, Senior Secured Bond, 170,000$180,412.500.06%
203.Equipower Resources Holdings LLC, Senior Secured First Lien Advance Term B Loan, 160,062$159,537.220.05%
204.Sheridan Production Partners I-M LP, Senior Secured First Lien Tranche B-2 Term Loan, 129,071$124,392.450.04%
205.Winebow Holdings Inc, Senior Secured First Lien Initial Term Loan, 114,218$113,503.700.04%
206.Sheridan Production Partners II-A LP, Senior Secured First Lien Term Loan, 115,924$110,852.320.04%
207.Power Buyer LLC, Senior Secured First Lien Delayed Draw Term Loan, 75,669$74,218.680.02%
208.CDX HY 23 12/19 5,000,000$63,553.920.02%
209.Landmark Aviation FBO Canada Inc, Senior Secured First Lien 2013 Specified Refinancing Canadian Term Loan, 62,514$62,221.120.02%
210.Advantage Sales & Marketing Inc, Senior Secured First Lien Delayed Draw Term Loan, 59,099$58,685.050.02%
211.Sheridan Production Partners II-M LP, Senior Secured First Lien Term Loan, 43,233$41,341.840.01%
212.Empire Generating Co LLC, Senior Secured First Lien Term C Loan, 37,862$37,814.270.01%
213.U.S. Treasury 5 Year Note 84$5,686.170.00%
214.U.S. Treasury 10 Year Note (40)$520.200.00%
215.U.S. Treasury 2 Year Note (23)($2,216.51)0.00%
Net Cash Equivalent & Other Assets Minus Liabilities$2,605,315.760.83%
 Total $308,207,006.88100.00%
Total Number of Holdings: 215
Futures Holdings (as of 10/31/2014)*

Long/(Short)

Futures Contracts

Quantity
Notional
Value ($)
Unrealized Appreciation/
Depreciation ($)
Long US 5Yr T-Note Future 84 $10,032,094.80 $5,686.17
Short US 2Yr Note Future (23) ($5,049,939.80) ($2,216.51)
Short US 10 Yr Note Future (40) ($5,054,376.00) $520.20
Credit Defaulty Swap Contracts (as of 10/31/2014)*

Swap Contracts

Swap Counterparty

Rate Paid by the Fund
Termination Date Notional Value ($) Unrealized Appreciate/(Depreciation) ($)
CDX HY 23 12/19 J.P. Morgan Securities LLC 5.00% 12/20/19 $5,000,000 $63,553.92

*Futures and Swap Holdings are also reflected in the above Holdings table.

An investment in the Fund is not appropriate for all investors and is not intended to be a complete investment program. The Fund is designed as a long-term investment and not as a trading vehicle.

Investing in the Fund involves risks, including the risk that you may receive little or no return on your investment or that you may lose part or even all of your investment. Therefore, before investing you should carefully consider the risks that you assume when you invest in the Fund's common shares.

The Fund's investment objectives and policies are not designed to seek to return the initial investment to investors that purchase shares.

Secured loan funds are a distinct segment of the fixed income market and are not an alternative to money markets or certificates of deposit.

Investors should consider the Fund's investment objectives, risks, charges and expenses carefully before investing. The prospectus contains this and other information about the fund. Please read the prospectus carefully before investing.

For a more complete information about the Fund, please read the prospectus , call your financial professional or call 1.877.299.1588.

Shares of closed-end investment companies frequently trade at a discount from their net asset value. The risk of loss due to this discount may be greater for investors expecting to sell their shares in a relatively short period. The Fund is newly organized with no operating history.

NOT FDIC INSURED | May Lose Value | No Bank Guarantee